Location:
Gibraltar
Vacancy Type:
Permanent
Brand:
15 (InterTrader)
About The Role
You will report directly to the Head of Compliance in Gibraltar and work closely with the Senior Compliance Officer in Branch.

 
You will be involved in ensuring the Firm’s adherence to regulatory requirements, taking into account both Gibraltar and UK guidance and ensuring best market practice. You will be involved in developing and enhancing the Firm’s compliance monitoring processes and controls, the Firm’s compliance framework and working with Critical Functions, the Surveillance Team, as an example, to ensure the Firm’s framework and policies are being followed accordingly.

 
You will be involved in the monitoring, analysis and reporting to the Head of Compliance, while assisting with annual regulatory reporting and other ad-hoc tasks as necessary.
 
 
What you'll be doing:
  • Working with the Head of Compliance and MLRO to establish and maintain effective compliance controls throughout the business
  • Provision of regulatory advice and resolving live issues from all lines of defence
  • Working with the Head of Compliance and MLRO to establish and maintain policies and procedures of the Firm
  • Production of monthly management information for the Compliance Report provided to the Board of Directors
  • Main point of contact for the surveillance team for activity under MAR, including risk assessments
  • Liaise with Heads of Departments to ensure continued compliance
  • Assisting the Head of Compliance and MLRO with ad-hoc Compliance tasks
  • Assisting with annual regulatory reporting
  • Member of the STOR panel for compliance observations
 
What we need from you:
  • Previous compliance background, within the broker/dealer space an advantage
  •  Ability to work well within a small team, while also confident working unaided, or with minimal supervision
  • Proactive learner
  • Demonstrates the ability to adapt to new regulatory requirements and assess using a risk-based approach
  • Ability to challenging other sectors of the business on matter relating to adherence to regulatory obligations, specifically MiFIR and MAR

 

Desired:

  • Experience in producing and building the compliance frameworks and monthly management information
  • Experience in drafting policies and procedures
About The Company
An award-winning provider
Intertrader was established in 2009 and we have an 11-year track record of providing an exceptional service:

City of London Wealth Management Awards: Best Spread Betting Provider 2019
Investment Trends: Best Value For Money Award 2018, 2017, 2015 and 2013
MoneyAge Awards: Best Spread Betting Operator of the Year 2018, 2017
FX Empire Awards: Best CFD Provider 2016
eGaming Review Awards: Spread and Financial Operator of the Year 2016

Part of a FTSE 100 company
Intertrader is part of Entain PLC (formerly GVC Holdings PLC), one of the world’s largest sports betting and gaming groups and a member of the FTSE 100.

Entain owns a comprehensive portfolio of established brands with a combined heritage of over 250 years. It is licensed in more than 20 jurisdictions with 20 offices across five continents.

In March 2018 Entain acquired Ladbrokes Coral Group PLC to become the UK’s largest high-street bookmaker, adding the iconic retail and online gaming brands Ladbrokes, Coral and Gala to its portfolio.

Entain has a history of strong organic growth and increased investment and is capitalised at over £10 billion (as of June 2021).

Our Culture As real as it gets

At Entain we're a diverse team, sharing a commitment to quality and success.

Whether you're playing a key role in your local community as part of our retail team, or working out the next big gaming trends in our digital team, you'll enjoy a culture and benefits package that we're extremely proud of.